i SUSTAINABLE FINANCE INITIATIVES FOR THAILAND In collaboration with Sustainable Finance Initiatives for Thailand P a g e | 2 Contents 1. Foreword ................................................................................................................................................ 3 2. Executive Summary .............................................................................................................................. 5 3. Background and Motivations for Developing the Initiat...
any circumstance that may materially affect the business operation; (2) specify supportive measures to ensure business continuity in the event that the service provider fails to proceed with the
relevant organizations for efficient enforcement actions. In case further clues in relation to the case are obtained, as the SEC Secretary-General, I will have such clues monitored and investigated to find
inspection mechanism to ensure that they are properly set up, managed and monitored to prevent savings exploitation or misspending for purposes that have nothing to do with education. For these reasons
this matter, the SEC would like to clarify as follows: The SCIB-C1 case was affected by many incidents including inaccurate securities analysis. The SEC has closely monitored this matter along with
Bangkok, February 9, 2012 - The SEC has closely monitored the incident on December 30, 2011 where net asset value ("NAV") of domestic mutual funds investing in offshore ETF was irregularly high. The
. Distribution Cost and Proceed to fund The Company incurred distribution cost and proceed to fund at THB 497 million compare to THB 374 million previous year. An increase mainly came from proceed to fund, since
acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of