Bangkok, July 28, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revisions of investment rules applicable to mutual funds and

Bangkok, August 14, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the streamlining of structured notes regulations to boost

Bangkok, April 24, 2013 ? The SEC revealed that the Settlement Committee imposed a total fine of 28,472,689.29 baht on Choavalit Limpanich, Yanyong Nitisaroj, and Ziriwat Anunkusri, for purchasing

The SEC’s examination has revealed that GIFT’s 2021 annual financial statements showed a significant decline in performance, prompting a detailed investigation. The findings revealed that during 2019

have revealed that he confirmed with a customer that the RMF units the customer had bought in 2011 were redeemable without breaching the terms and conditions of the tax benefits. However, the actual

According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during 13 December 2022 – 30 January 2023, STARK disclosed information

Securities Plc., {C} of KT ZMICO Securities Co., Ltd., {D} and {E} of GT Wealth Management Co., Ltd., effective from October 12, 2012 and (2) publicly disclosed investment consultant {F}'s inappropriate

value of the transaction is in the scope of a transaction value that higher than 1 million baht, but less than 20 million baht. Thus, this transaction must be revealed to the SET following the details

transaction is in the scope of a transaction value that higher than 1 million baht, but less than 20 million baht. Thus, this transaction must be revealed to the SET following the details: Technical Cooperation

the transaction is in the scope of a transaction value that higher than 1 million baht, but less than 20 million baht. Thus, this transaction must be revealed to the SET following the details: Technical