conducting this public hearing on the proposed principles and draft amendments, with the key points as follows:             (1) To improve the work process and operation related to investment policy

regulations to improve fund management efficiency and offer a wider range of investment choices to members. The revision also includes provisions for a central registrar to facilitate employers and employees

value of business. ESG is a must- have element in today’s environment and It can contribute to sustainable business operation. Therefore, the SEC gives priority to promoting stakeholders’ awareness of the

strategies to improve the quality of services. The Company and its subsidiaries continue the cost control policy in order to have the minimal impact on results of operation. Kindly be informed accordingly

Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business   

Work System, Contact with Investors and General Business Operation of Trustees

Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)

Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories

Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party

aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for