SEC has held a public hearing regarding the notification of “digital asset advisory service” and “digital asset fund managers” as new digital asset businesses during 8 July 2019 – 20 August 2019

Funds, REIT managers and trustees. Under the proposed amendments, investment management companies are required to maintain three types of capital, namely, (1) the initial capital or the minimum owner’s

The SEC has informed digital asset investment consultants and digital asset fund managers who have been operating such businesses since before 27 November 2020 and would like to continue such

SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or

Bangkok, 23 January 2024 –  The Securities and Exchange Commission (SEC) has filed a criminal complaint with the Department of Special Investigation (DSI) against former directors and executives of

129 students from the Advanced Certificate Course in Public Administration and Law for Executives Program, Class 23, at King Prajadhipok's Institute. Ms. Yaowalak Chuchot from PTT Public Company Limited

a platform for high-level executives to share their insights and experiences. Panelists included Angkana Tepprasertwangsa, President of the Thai Listed Companies Association, Chana Poomee, Chief

Laws," as part of the Corporate Governance for Directors and Senior Executives of Regulators, State Enterprises and Public Organizations Training Program, Class 27, which consisted of 26 participants

Following a complaint in 2023, the SEC conducted an investigation, coordinated with the DSI and found evidence that, during 2020, four directors and executives of NUSA, namely (1) Mrs. Siriya

and services.  The SEC is therefore proposing to amend the regulations on the appointment of directors and executives of intermediaries. On 19 April 2022, the Capital Market Supervisory Board Meeting No