Thai SEC Executives × Home >   เกี่ยวกับ ก.ล.ต. >   โครงสร้าง ก.ล.ต. >   คณะผู้บริหารสำนักงานคณะกรรมการ

The SEC?s new appointments are as follows: Name of Executives New Assignment 1. Mrs.Paralee Sukonthaman 1/        Director, Enforcement Department Director, Broker-Dealer Supervision

Bangkok, October 7, 2013 - The SEC sanctioned two executives and six investment consultants of Country Group Securities Plc., in relation to trading shares of Angpao Assets Plc. (PAO). The sanctions

investigation against Mr. Kris Khemadham, Miss Sangchit Laohathai, Mr. Suthep Kitsawat, and Mr. Pornchai Ua-Arayaporn, as the BSI?s board of director members and executives, on the charge of failure to prepare

business entity found to be related to the above executives as an intermediary for client payments. Such irregularities prevented the company from receiving full payments from end-customers according to

Appeal Court, who had convicted all of the accused for such misconducts. ?The Appeal Court?s decision in this case will send a strong signal to executives of publicly traded company to become more cautious

Bangkok, August 27, 2010 ? The SEC today filed a criminal complaint with the Department of Special Investigation against two former executives of International Engineering Plc. (IEC) for

expenses. In addition, both POLAR executives have been barred from holding the director position at any issuing or securities company for 10 years each.  Apart from the civil sanction, the SEC is questioning