Conditions in Outsourcing Operational Function ______________________________ Clause 20 An intermediary shall arrange to have a written contract assigning a third party to be the service provider for function
แบบแสดงรายการข้อมูลการเสนอขายตราสารหนี้ Form 69-FD-MTN Form 69-FD-MTN : Use for Offers for Sales of Debt Securities under Medium Term Note Program (MTN Program) Part 1 : Form 69-FD-BASE is the initial submission of the registration statement. Part 2 : Form 69-FD-PRICING is the pricing supplement with reference to information in Part 1: Form 69-FD-BASE, and the updated information in Part 3: Form 69-FD-SUPPLEMENT Part 3 : Form 69-FD-SUPPLEMENT is the updated information in case the material event...
enables appropriate segregation and protection of client assets overseen by external fund managers. The custodian cannot absolve itself of responsibility by entrusting to a third party all or some of the
more of the following methods: (a) assigning an employee who is capable of giving information to clients on standby at an office of the intermediary where clients contact for the distribution thereof; (b
disclose information to clients in accordance with the following criteria: (1) disclose information on risks and characteristics of the bonds by one or more of the following methods: (a) assigning an
manner as items 1 to 5 that result in any compensation Which the Warrant holders will receive when the exercise of the Warrants is lower than before In this regard, assigning the executive committee of the
policy-making or the Company's operation (for example, assigning a person to be an authorized director). If the shareholders identified above do not represent the true shareholders, for example, those
behaviors materially influence the management policy making or the Company's operation (for example, assigning a person to be an authorized director). If the shareholders identified above do not represent the