SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to
misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, along with executives, welcomed a delegation from the Monetary Authority of Singapore (MAS), led
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), welcomed the delegation of the Association of International Banks (AIB) led by Mrs. Somlak Tinmanee
The United States Embassy to Thailand, led by a diplomatic delegation, met with executives from the Thai Securities and Exchange Commission (SEC) to discuss business opportunities in Thailand’s
kindergarten to Grade 12. Ms. Panjaree Kensri and Ms. Parinda Mahaket, Deputy Directors of the school, along with teachers, welcomed the SEC delegation on 23 December 2024, at the Setsatian School for the Deaf
his delegation on their visit to exchange policy directions and development goals for the economic and capital markets of both countries. The two parties also explored ways to strengthen collaboration
Chairman Voravidh Champeeratana, Secretary-General Ruenvadee Suwanmongkol and the Management of the SEC extended a warm welcome to His Excellency EU Ambassador Pirkka Tapiola, EU delegation to
The Awards were held amid growing efforts to push for greater female representation in Thailand. Women now make up 20 percent of board members in companies across the country Among all listed