; (2) measures for appropriate and effective management of risks from outsourcing; (3) measures for examination of services provided by outsourced service providers so that the outsourced services comply
company secretary? A: Yes. A rehabilitating company must still comply with the company secretary appointment rule under Section 89/15 because Section 89/22 prescribes that Section 89/7 to Section 89/21
have the power to specify in its notification the rules with which derivatives business operators shall comply.
Section 116 Securities and Exchange Act B.E. 2535 Section 116. In operating the business of securities underwriting, a securities company shall comply with the rules, conditions and procedures as
Section 115 Securities and Exchange Act B.E. 2535 Section 115. In operating the business of investment advisory service, a securities company shall comply with the rules, conditions and procedures as
Mr.Boonchoke Thiratarakorn . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of