that they comply with the legal duties and responsibilities. 13 (3) implementing a supervision to conform the content and authorization of the transactions between the company and the trust manager or
stipulated in this Notification. In case there is a conflict between the rules as prescribed under the first paragraph and the rules stipulated in this Notification, the trustee shall comply with the rules as
implement measures to ensure that members’ financial position and risk management systems comply with the derivatives clearing house’s rules and regulations. Clause 14 In case of delivery of the underlying
of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply
of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply effectively with
including any provident fund. Clause 3 The issuance and offer for sale of units shall comply with the following rules: (1) an application for an approval, granting an approval for offer for sale of units, and
offered to retail investors in other home jurisdictions of ASEAN members. Also, the scheme must conform to the common standards on Standards of Qualifying CIS in terms of the qualifications of CIS operator
> Management of Mutual Fund > Mutual fund performance measurement Regulations SHARE : Detail Content Management of Mutual Fund 3. Mutual fund performance measurement 3.1 Conform to the recognized academic
operators.The draft revision aims to accommodate supervision of agricultural futures business operators and comply with the changing financial reporting standards. It also amends certain disclosure requirements