(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of
of digital asset based on the ‘same activity, same risk, same regulatory outcome’ principle, and to comply with international regulatory standards. Under this proposal, the principal’s points are as
digital asset on behalf of their clients, does not fall within the activity of a digital asset custodial wallet provider under the law. This is to reduce additional burdens and costs on these digital asset
Secretary-General Pornanong Budsaratragoon said: “The SEC focuses on both the development of the digital asset market and the supervision of digital asset business operators. We consider the characteristics
establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
knowledge based on the guidelines and other relevant practices as follows: 1. Participation in activities accepted by the Office 1. Form of activities The Office prescribes the form of activity in which the
knowledge based on the guidelines and other relevant practices as follows: 1. Participation in activities accepted by the Office 1. Form of activities The Office prescribes the form of activity in which the
the guidelines and other relevant practices as follows: 1. Participation in activities accepted by the Office 1. Form of activities The Office prescribes the form of activity in which the Contacts will
-mail: pinyapat@sec.or.th หรือ phireeyaphon@sec.or.th จนถึงวันที่ 23 ตุลาคม 2566________________________หมายเหตุ: *ตามหลักการ same activity, same risk, same rule and same supervision **สินทรัพย์ดิจิทัลที่
Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection