Deputy Secretary-General Tajinder Singh (second from right) to discuss international cooperation for the development and supervision of capital markets, at Hilton Hotel in Sydney Australia on 12 May 2019
Handling Procedure Samples of Documents or Evidence Matters under Supervision of Other Laws Whistleblower Inquiries Complaint Forms Complaints / Whistleblowers Matters under the SEC
real estate investment trusts; 2. Appraisers; 3. Consideration of complaints, inspection, investigation, enquiries, administrative acts, and any act under supervision of the SEC Office in compliance with
Representative in ACMF member countries SEC Thailand 5 5 An eligible professional from a Recognised ACMF member country, who wishes to undertake capital market activity as specified in the Handbook on ACMF Pass
cross-border activity in asset management and the offering and distribution of collective investment schemes. Its purpose is to enhance cooperation in relation to (i) collective investment schemes
developments included the setting up of a Fintech working group and the SEC announcement of support and participation in such activity along with other GEMC members. SEC Secretary-General Ruenvadee
Security of Securities Companies 20/07/2004 01/02/2005 7. Notification of the Office of the Securities and Exchange Commission OrThor./Nor. 5/2547 Re: Guidelines for the Operation Control and Security
/2543 14/03/2000 03/04/2000 8. Notification of the Office of the Securities and Exchange Commission OrThor. 21/2543 Re: Guidelines for the Operation Control for the Securities Brokerage and Dealing of
Security of Securities Companies 20/07/2004 01/02/2005 7. Notification of the Office of the Securities and Exchange Commission OrThor./Nor. 5/2547 Re: Guidelines for the Operation Control and Security
/2543 14/03/2000 03/04/2000 8. Notification of the Office of the Securities and Exchange Commission OrThor. 21/2543 Re: Guidelines for the Operation Control for the Securities Brokerage and Dealing of