by Foreign Companies Private Placements to Limited Number of Investors (PP-10) Private Placement to Institutional Investors (II) Private Placement to High Net Worth Investors (HNW
Limited Number of Investors (PP-10) Private Placement to Institutional Investors (II) Private Placement to High Net Worth Investors (HNW) Public Offering (PO) Approval Qualifications and
to Limited N umber of I nvestors (PP-10) Private Placement to Institutional Investors (II) Private Placement to High Net Worth Investors (HNW) Public Offering (PO ) Approval
Investors (II) Private Placement to High Net Worth Investors (HNW) Public Offering (PO) Approval Qualifications and approval rules - The approval will be granted upon the registration of the
”, “infrastructure business”, “greenfield project” and “high net worth investor” shall have the same meanings as defined in the Notification of the Capital Market Supervisory Board concerning Rules, Conditions and
Bondholders Issued by Financial Institutions (No. 4) dated 7 November 2014. Clause 3 In this Notification: The terms "executive", "high net worth investor", and "structured note" shall have the same definitions
qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit to the SEC and publicly disclose the rectified and audited/reviewed financial statements urgently. The
Bangkok, June 6, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its 2013 and Q1/2014 financial statements due to limitation on auditors? audit/review scope, respectively. VTE is
Bangkok, May 27, 2014 ? The SEC notified Shun Thai Rubber Gloves Industry Plc. (STHAI) to rectify its 2012 financial statements due to limitation on scope of audit imposed by the company management
Exchange Commission of Cambodia, and executives from the Cambodian Stock Exchange and securities companies during their visit to study the scope of work related to depository receipt (DR) and share views