shall comply with the regulations under Chapter 7; (8) capital market product trading service with limited discretion according to clients’ pre-determined investment scope shall comply with the
shall comply with the regulations under Chapter 7; (8) capital market product trading service with limited discretion according to clients’ pre-determined investment scope shall comply with the
shall comply with the regulations under Chapter 7; (8) capital market product trading service with limited discretion according to clients’ pre-determined investment scope shall comply with the
Placement to Institutional Investors (II) Private Placement to High Net Worth I nvestors (HNW) Public Offering (PO) Approval Qualifications and approval rules - Applicable to the offering
universe of 61 assessed companies. It will also include specific analysis related to company market capitalisation which will only cover the SET 50 universe of companies. For context it is worth noting that
auditors were unable to express opinions due to limitation on scope of audit imposed by the companies? managements. AIE and AI must submit to the SEC and publicly disclose the rectified and audited 2014
on scope of audit imposed by the companies’ managements. AIE and AI must submit to the SEC and publicly disclose the rectified and audited 2014 financial statements by May 27, 2015. AIE was also
as prescribed by the Stock Exchange of Thailand because the auditor is limited its scope of the audit. Later, the rectified financial statement for the year 2019 was filed with the SET on May 5, 2020
B commits an offence which is within the scope of dishonest intent or breach of duty according to the law. SEC Act S.89/25 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 45
scope of dishonest intent or breach of duty according to the law. SEC Act S.89/25 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 46/2023 Dated 24/04/2023