in the register of person qualified to be property fund manager, such listed person shall act in accordance with the following rules: (1) submit to the Office a renewal application at least thirty days
center on September 27, 2023.The SEC conducted an onsite inspection and gathered evidence in this regard, reaching out to the event organizers and urging them to cooperate and cease the participation of
collaboration and exchange of views play a key role in setting the directions for a sustainable capital market. Meanwhile, we will further explore all suggestions and observations gathered during this joint
severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the
Examination not required but must complete a full course or a refresher course for renewal of approval. 6 Examination not required but must complete a full course or a refresher course for renewal of approval
selling agent of unit-linked life insurance policy shall be investor contact who performs duty of selling unit-linked life insurance policy approved by the Office Chapter 2 Renewal for Approval
insurance to be a selling agent of unit-linked life insurance policy shall be investor contact who performs duty of selling unit-linked life insurance policy approved by the Office Chapter 2 Renewal for
and suggestions gathered from the previous hearings in August and September this year – the majority of which were in favor of the SEC guidelines – and also covers clearer revision of mutual fund