out a roadmap to strengthen the potentials for securities business operators to become competitive players in the upcoming integrated ASEAN capital markets, as targeted by the ACMF Implementation Plan
Understanding (MOU) on Expedited Review Framework for Secondary Listings.The Expedited Review Framework is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The
capacity building; (iv) amplifying communication and awareness; and (v) strengthening co-operation and co-ordination. The meeting also acknowledged the progress of ACMF working groups on implementation of
securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate sufficient resources to support the implementation of the policy. Clause 5. A
sufficient resources to support the implementation of the policy. Clause 5. A securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business
sufficient resources to support the implementation of the policy. Clause 5. A securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business
respondents’ comments and recommendations received including the requirements’ details, and the effective implementation timeline. This revision aims to enhance the regulations' appropriateness and
protection of investors? interest. However, effective implementation needs cooperation from asset management companies in self-monitoring, self-regulating and reporting to the SEC on a regular basis. In any
economy. Besides, sustainability development through corporate social responsibility and corporate governance were emphasized to increase their awareness and implementation. In addition, this time it was
of the implementation of DLT to support the Thai Capital Market Digital Infrastructure initiative . The initiative, spearheaded by the SEC, was officially launched on 3rd September 2019 to increase