publicize Anti-corruption Progress Indicators of every securities and asset management companies from 2016 onwards. The disclosure aims to show implementation progress of securities business operators? anti
financial planning tool and raising people’s awareness into actual implementation. “In order to promote wealth advisors, SEC will amend the regulations to attract and reduce obstacles for new and existing
, working age and about to retire. The Cabinet appointed Permanent Secretary of the Ministry of Finance to discuss with relevant parties for implementation;(2) Encouraging intermediaries such as securities
markets, business sector and people. Throughout this year, there will be the regulatory revisions to lessen burden of the private sector. These include reduction of procedures and implementation
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a
investors can take advantage of disclosed information in making investment decisions and to support the sustainable development of the overall capital market. This is part of the implementation of the core
monitoring the implementation of the exercise of voting rights; (4) Disclose the guidelines referred in (1) and the exercise of voting rights referred in (2) to investors by using appropriate methods and in
operating system for monitoring the implementation of the exercise of voting rights; (4) Disclose the guidelines referred in (1) and the exercise of voting rights referred in (2) to investors by using
Implementation Plan แผนปฏิบัติการด้านตลาดทุนสู่การเชื่อมโยงตลาดของหน่วยงานกำกับดูแลตลาดทุนอาเซียนจะทำให้มีการซื้อขายหลักทรัพย์ระหว่างกันและการทำธุรกิจข้ามชาติได้ในปี 2558 เรื่องดังกล่าวจะมีผลต่อผู้ประกอบธุรกิจ