conflicts of interest or a lack of independence is common at a CRA and hidden from investors, overall investor confidence in the transparency and integrity of a market can be harmed. CRAs also have
submit or disclose material facts that POLAR ceased operating all or part of its business due to a court-ordered receivership on 3 August 2017, POLAR concealed such information and other activities
Understanding between the Securities and Futures Commission of Hong Kong and the Securities and Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and
Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (“HK-TH MRF MoU”) on 20 January 2021. To ensure that business operators have the same
Understanding between the Securities and Futures Commission of Hong Kong and the Securities and Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and
-and medium-sized firms, especially those that have never been covered before. This collaboration will not only promote greater research coverage for investors' benefits, but also create more
: Summary of rules on Mutual Recognition of Funds between Hong Kong Special Administrati Covered Funds in Hong Kong under HK-TH MRF (Outbound) 2.1 Application for establishment of a Thai fund under HK-TH MRF
: Summary of rules on Mutual Recognition of Funds between Hong Kong Special Administrati Covered Funds in Hong Kong under HK-TH MRF (Outbound) 2.1 Application for establishment of a Thai fund under HK-TH MRF
. Discussions also covered guidelines on improving rules and regulations and enhancing operation to reduce costs and facilitate business operations for stakeholders in the capital market to enable them to
. Meanwhile, the current regulations on such criteria has not yet covered risks associated with custody of clients’ assets for the digital asset business operators who can access into or transfer customers