the fund establishment have been covered by the media. It is therefore important to clarify that approval for any securities offering or fund establishment will be certain only when the applicants
collaboration seeks to build confidence in the Thai capital market, ensuring widespread and fair benefits for all sectors with transparency and trustworthiness. The discussions also covered topics that the SEC
Quality Control policies and procedures properly covered in induction, professional training and Continuing Professional Development for all principals and staff? 8 Do these written policies and procedures
Understanding between the Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered Management
business operations. Meanwhile, the current regulations on such criteria has not yet covered risks associated with custody of clients’ assets for the digital asset business operators who can access into or
Partnership As Hidden Price in Feasibility Study Review and adjust price to ensure meeting GHG reduction target Apply Carbon Price in Investment Decision Process per ton CO2e Clean & Green Strategic Direction
กองทนุรวม (MF) หรือการจัดการกองทุนสวนบุคคล (PF) 12 SPT - สามารถจัดตั้ง SPT เพื่อออก covered bond ไดหรือไม - จัดตั้งในลักษณะ declaration trust (ผูกอตั้งทรัสต (originator) กับทรัสตีเปนบุคคลเดียวกัน
UHT production line, which was fully covered by insurance for properties damaged and business interruption. The export sales continued to grow significantly, which helped overall beverages sales. Food
derivatives trading account in order to continue trading. She later made a summary trading report under the client’s account and sent it to the client for acknowledgement. In so doing, she concealed the trading
information which might affect the qualifications of the company is concealed. Offering price for PP is lower than IPO after the date of application, the company is prohibited from offering to sell PP at a