fund manager. In this regard, the management company shall appoint only one [1] person who obtain approval to be listed in the register according to rules set out in the second paragraph of Clause 6. (2
Clause 7. Clause 3. The derivatives brokers shall establish branch office only after obtain an approval from the Office according to rules prescribed herein. Chapter 1 Full-service Branch Office and Online
services to the transaction set forth in Clause 7. Clause 3. The derivatives brokers shall establish branch office only after obtain an approval from the Office according to rules prescribed herein. Chapter
fund manager shall submit an application for approval according to the forms and procedures provided in the Office’s electronic work system. The Office will grant an approval only when comply with the
application for approval according to the forms and procedures provided in the Office’s electronic work system. The Office will grant an approval only when comply with the following conditions: (1) the
Securities and Exchange Act B.E. 2535 (1992) prescribes that an appointment of person to be director or manager of a securities company shall be made only with an approval from the SEC Office, the SEC Office
the Office grants an approval as per the securities company’s request. Clause 7. The online branch office shall perform only the following duties: (1) arrange to have a computer set where customer can
or open on holidays only after obtain an approval from the Office. Clause 5. Any securities company wishing to extend its opening hour or open on holidays according to Clause 4 (2) shall submit an
entities under sub clause (1) (2) or (3), who hold(s) more than 90% of all issued shares of such company. Clause 3 An applicant would obtain an approval to perform trust business only if the applicant