intermediary shall submit an application for approval from the SEC Office on a case-by-case basis. In this regard, the SEC Office shall grant an approval only when the intermediary demonstrates that it has
application for approval from the SEC Office on a case-by-case basis. In this regard, the SEC Office shall grant an approval only when the intermediary demonstrates that it has readiness of personnel, and
and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14, the conditions specified in Clause 15 are
company shall act in the interests of the fund and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14
application on a program basis. An application for approval for an offer for sale of subordinated bonds and perpetual bonds shall be filed on an issue basis only. Clause 19 In filing an application for approval
Market Supervisory Board concerning Application and Approval for Offer for Sale of Structured Notes, the application shall be filed on an issue basis only. Clause 25 In filing the application for an offer
Clause 38 and Clause 39, the intermediary shall submit an application for approval from the SEC Office on a case-by-case basis. In this regard, the SEC Office shall grant an approval only when the
regard, the SEC Office shall grant an approval only when the intermediary demonstrates that it has readiness of personnel, and has already prepared at least the following operating systems: (1) a security