itself or such delegation will ensure more efficient service providing. Clause 8. Where it appears that the provision of services by a branch office may cause damages to investors; or the continued
(1) without delay. Clause 10. In the event that a major operational disruption occurs, a securities company shall report to the Office the cause leading to such disruption together with relevant
report to the Office the cause leading to such disruption together with relevant details at the earliest time but no later than the next business day from the date on which the disruption occurs. Once the
to the Office the cause leading to such disruption together with relevant details at the earliest time but no later than the next business day from the date on which the disruption occurs. Once the
appropriateness of the position under consideration; and (c) the cause of the action taken according to (a) shall be base upon the commission of offences under the law on securities and exchange or the law on
) amount and category of assets ; (3) cause of receipt or disposal of assets . In cases where the assets recorded in a client’s account belong to a third party and are deposited as collateral for the benefit
client’s asset account under Paragraph 1 shall contain at least the following details: (1) date of receipt or disposal of assets; (2) amount and category of assets; (3) cause of receipt or disposal of assets
cause the cost of moving and office decorating which are quite high. Moreover, in case the Company pays the total amount of leasing fee in advance, the Lessor has offered to provide a discount of the
ผลิตแปงสาลีชั้นนาํ โดยมุงเนนการพัฒนาสูความเปนเลิศ ท้ังในดานพาณิชยและคุณภาพผลิตภัณฑอยางเปนมืออาชพี” August 14, 2019 Subject: Clarification on the cause of changes in operating results. To