Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Securities company” means a company licensed to
(1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Securities company” means a company licensed to undertake securities business in
and Exchange Act (No.4) B.E.2551 (2008) in conjunction with Clause 4 (4), Clause 5 (3), Clause 6 (5), Clause 7 (4), Clause 8 (4) and Clause 9 (3) of the Ministerial Regulation Concerning Granting of
) B.E.2551 (2008) in conjunction with Clause 4 (4), Clause 5 (3), Clause 6 (5), Clause 7 (4), Clause 8 (4) and Clause 9 (3) of the Ministerial Regulation Concerning Granting of Approval for Undertaking
) Clause 4(2) of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing Which Are Not Debt
of Securities Companies By virtue of: (1) Clause 4(2) of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage
issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2014. Chapter 1 General Provisions Clause 2 In this Notification, application form and the tables attached