strategies into investment analysis, decision-making, investment manager and consultant selection and appointment, monitoring, and evaluation. Pursue a dialogue with workers, impacted communities and other key
costs on the existing platforms, for example, crowdfunding.?In promoting effective supervision, the SEC continues to focus on three areas, namely (1) regulatory discipline, (2) self-discipline of
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10160 SEC Thailand’s Public Hearing on Regulatory and Supervision of New Digital Asset Businesses https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=482 SEC
for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: Securities
, strategies; and currently overseeing policy and supervision of intermediaries, asset management, provident fund and market infrastructure Bank of Thailand, Analyst, Bank Supervision Department https
investment to earn optimal benefits for investment owners and clients. Having such policy and close investment monitoring will encourage the invested companies to adopt good corporate governance and
gathering related documents and evidence for auditor. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed
closely monitoring the matter, the SEC has found that at around 08.30 hours on 2 September 2019, a suspicious Facebook account posted deceitful statements that misled the public to believe that such
operations as well as its monitoring and reporting processes, all of which by taking into account potential business impacts on the economy, the society and the environment.By implementing the CG Code, the