appropriate for scope, quantity and complexity of their businesses. In addition, risk management structure and system must be equipped with mechanisms for check and balance, control, monitoring, and escalating
financial products. For the best interest of the fund members, they should also be well-versed in selecting asset management companies, monitoring and assessing performance of asset management companies to
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate
monitoring the business operations and for a proper investment making-decision in a reasonable period of time. In addition, SEC has issued a guideline on information disclosure for listed companies
lower amount of such information disclosed in the first filing with the SEC. This could be considered that one of the two directors had lacked qualifications for being independent director. 2. Monitoring
Equity Engagement: Post-Investment Monitoring Is Critical ............................................................. 22 Enhancing Credit Analysis Through Engagement
มกราคม 2568) ผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล กับ หน้าที่เก็บรักษาทรพัย์สินลูกค้าให้ปลอดภัย 2 การติดตามตรวจสอบข้อมูลสินทรัพย์ดิจิทัลของลูกค้า ก.ล.ต. มีการติดตามข้อมูลการประกอบธุรกิจ (off-site monitoring
structure through which the objectives of the company are set, and the means of attaining those objectives and monitoring performance are determined”. (จาก G20/OECD Principles of Corporate Governance, 2015
IT-related risks arising from the use of technology; (5) To Improve other details of the rules to better communicate the intent of the oversight and enable effective risk control
addressed the regulatory oversight of digital asset businesses. Additionally, Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, gave an overview of the Thai capital market. Mrs. Yaovalux Nontakaew