of SEC-approved digital assets or under SEC’s supervision. SEC therefore advises investors to be careful if solicited to invest in such products.Investors must be seriously aware of the risks
International Digital Asset Webinar as a forum for welcoming public opinions and learning the perspectives and opinions on digital asset supervision of regulators, academia, business operators and related
balance between supervision on securities offering and investor protection.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved relaxation of
officers of asset management companies to discuss and share views on business development and the board of directors’ roles are responsibilities regarding liquidity risk supervision. Now, the SEC is
supervision of subordinated perpetual bonds to strengthen investor protection and simultaneously develop the debt securities market. In this regard, such type of bond to be offered for sale to the general
/Pages/AboutUs/SECDoc.aspx English (United States) SECComplaint case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant
-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries and member of the Sub-committee on Consideration of Regulations on Asset Management Professor Wisit Wisitsora
-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries and member of the Sub-committee on Consideration of Regulations on Asset Management Professor Wisit Wisitsora
can contribute to the quality promotion and the supervision of financial statements preparation and auditor’s performance Information technology is playing a bigger role in the operation of entities in
management company who manages the mutual fund under its supervision more than five percent of the outstanding shares, including shares held by connected persons of such fund supervisor; (3) Do not have the