asset business operators who submit their requests to SEC within https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8536 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset
the Bank of Thailand, including elimination of the Foreign Exchange Transaction Form, with implementation expected by the end of this year. Criteria for Supervision of Financial Conglomerates The Bank
, company’s compliance unit must monitor and examine all advertisements and prepare monthly report on advertising oversight for board of directors’ approval. The monthly reports are then compiled and submitted
continuously paid attention to the regulations of billboards’ supervision and maintains the policy to build a billboard only when it is authorized. The Company also has a working group to continuously monitor
Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange (No. 3) dated 13 July 2015 (effective on 16 August 2015). 13 (b) breaching the law on supervision of the
the ones established by the IFAC; (4) “Quality Assurance Review Panel” means a body of persons appointed by the SEC Office to give advice and recommendations regarding supervision of auditors in the
instrument shall state a supervision measure on the issuing company to ensure that its investment complies with (1) and (2) as if any such investment is made directly by the trust. Clause 11 The stipulation
business strategies of the Company or the group of companies, as specified by the Board of Directors (if any), to be used as guidelines for investors to understand and monitor future business directions of
the Company or the group of companies, as specified by the Board of Directors (if any), to be used as guidelines for investors to understand and monitor future business directions of the Company. 1.2
] laws, objectives or articles of corporation, and the resolutions of the board of directors or of the shareholders’ meeting; (b) breaching the law relating to the supervision of the capital market whether