system which can prevent any misconduct that may cause damage to clients or securities holders and such system shall at least cover the following matters: (a) separation of operational units and

Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors

may cause damages to the interest of the investors. Yes No If “No”, please specify __________________________________________________

2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause

amount and with respect to the insured events. Such events may cause damage to a property or have other impacts in excess of insurance coverage and may thus lead to significant costs that https

Businesses B.E. 2561 (2018):  Section 35: If it appears that the financial condition or operations of a digital asset business operator is in such condition which may cause damage to the public, or a digital

regarding the prices or trading volumes of such shares, and involved a series of continuous trading orders, with the intention to cause the share prices or the trading volumes to be inconsistent with normal

.           Section 35. If it appears that the financial condition or operations of a digital asset business operator is in such condition which may cause damage to the public, or a digital asset business operator

volume of such shares, and involved a series of continuous trading orders, with the intention to cause the share prices or trading volume to be inconsistent with the normal market conditions. The

activities of other persons or manipulating the closing share prices on certain days, with the intention to cause the SCN share prices and trading volume to be inconsistent with the normal market conditions