瀀 猀琀礀氀攀㴀∀琀攀砀琀ⴀ愀氀椀最渀㨀氀攀昀琀㬀∀㸀⠀㈀⤀ 숀 การคัดเลือกผลิตภัณฑ์และการจัดกลุ่มลูกค้า (Product Selection and Client Segmentation) (3) ꃂĀ㈎⌎⨎㜎䠎ⴎ⨎㈎⌎䄎┎『Ď㈎⌎䌎⬎䤎Ў✎㈎ℎ⌎㤎䤎䄎Ď䠎ЎᤎȎ㈎∎⠀䌀漀
considered that auditor already performed duties in compliance with Section 89/25. However, in case auditor has discovered suspicious circumstance but the limitation on scope is imposed by client, as a result
amongst younger cohorts and has expanded to older age groups. • To meet client needs, we must measure carbon metrics of our portfolio. Source: Net Zero Asset Owners Alliance Institutions are joining
policies and procedures maintain or provide its personnel access to adequate and up-to-date audit manual, firm’s policies and procedures and reference materials which include materials related to the client
considered that auditor already performed duties in compliance with Section 89/25. However, in case auditor has discovered suspicious circumstance but the limitation on scope is imposed by client, as a result
, Kathu District, Phuket Province (client) dated 16 July 2012 with period of 30 years and Ultra filtration and RO plant and other assets used in the business of WOG ITR are as follows: WIIK & HOEGLUND
and Exchange; “Stock Exchange” means the Stock Exchange of Thailand according to the Law on Securities and Exchange; “beneficial owner of derivatives traded by a client” means: (1) an owner or co-owner
กรณีที่บริษัทหลักทรัพย์ไม่สามารถดำเนินการรู้จักลูกค้าและตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้าได้ในสาระสำคัญ (3) การรู้จักลูกค้าและการตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้า (know your client
สำคัญ (3) การรู้จักลูกค้าและการตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้า (knowyour client/client due diligence หรือ KYC/CDD) (4) 
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...