would be evaluated before the acceptance of any non-audit services. One of the important tools used by several audit firms is the development and maintenance of databases for managing client lists
earlier cycles, with significant progress in two key elements of quality control: acceptance and continuance of client relationship, and human resources. On the individual audit engagement level, the
in Acceptance and Continuance of Client Relationships element, and Human Resource element fall into the ‘Very Satisfactory’ and ‘Satisfactory’ results, respectively. And no audit firms fall into the
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business ; “ client ” means user
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business; “client” means user of
diligence) ก่อน ให้บริการแก่ผู้ลงทุน (3) ผู้ขายมีการท า Know Your Client analysis (KYC) ประเมินความเหมาะสม ในการลงทุน (suitability test) โดยควรพิจารณาวัตถุประสงค์ในการลงทุน (financial objective) ระยะเวลา ใน
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business; “client” means user of
control system. Additionally, more than 50 percent of the total inspected audit firms attained “very satisfactory” or “satisfactory” rating for their “client acceptance and continuance” and “human resource
service provider in accordance with the agreement of production and / or supply of good water (RO) to Patong Municipality, Kathu District, Phuket Province (client) dated 16 July 2012 with period of 30 years
รส่งค าส่ังซ้ือขายผ่านเจา้หนา้ท่ีการตลาดรายนั้นๆ (active client) ในช่วง 6 เดือนท่ีผ่านมา