revealed that: ?From the SEC?s in-depth investigation into the SECC case, the company?s executive Sompong Witthayaraksan and four accomplices were found to having committed fraud for which they were filed

for ten years, starting from June 23, 2011.As Chalerm was penalized while he acted as a branch manager, he was deemed having prohibited characteristics for securities and derivative business personnel

of investment, making wise investment and having capability of protection themselves, the results of which are expected to create positive attitude and perception to capital market as interesting

. 2535 (1992). Any listed company intending to enter into transactions related to digital assets or having inquiries on such transactions are welcome to call and discuss with the SEC at 0-2033-4644. 

-August 2009, Grow represented to the general public as agent of foreign derivatives broker for submission of order to trade derivatives having oil and/or gold as reference assets. In making solicitation

to trade securities in the client?s account on the client?s behalf without having to give prior notice. Despite the client?s cancellation of such authorization afterward, Pracha continued trading

Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the circular clarifying the guidelines for providing digital asset

(2021), for instance, vulnerability assessment and penetration test;  (6) Strengthen the third-party management section by expanding the scope to include service providers or business partners having a

of seeking the SEC?s approval.On February 1, 2013, the SEC issued a letter informing the DSI of the details of BTSGIF having investment policy to purchase the future net farebox revenue generated from

*. The SEC, therefore, suspended Acting Subbieutant Saroj from his duty as the approved securities investment consultant for a year and 2 months. Having considered that {A} had already been suspended by