not meet the conditions set forth in Clause 6, the Office shall notify the rejection and return such statement of claim to the claimant within fifteen days from the date on which the Office receives
claim via registered mail; (2) the statement of claim does not meet the conditions set forth in Clause 6, the Office shall notify the rejection and return such statement of claim to the claimant within
claim via registered mail; (2) the statement of claim does not meet the conditions set forth in Clause 6, the Office shall notify the rejection and return such statement of claim to the claimant within
derivatives business under the licensed category shall commence the operation of such derivatives business upon inspection by the Office that the licensee has proceeded to meet with the qualifications
derivatives business under the licensed category shall commence the operation of such derivatives business upon inspection by the Office that the licensee has proceeded to meet with the qualifications
derivatives business under the licensed category shall commence the operation of such derivatives business upon inspection by the Office that the licensee has proceeded to meet with the qualifications
highest responsibility in the line of work relating to capital markets shall meet the following rules: (1) comply with rules set forth in Clause 7(1), or (2) if not passing the examination on course
case, the SEC Office may prescribe other requirements for compliance by the securities company . Clause 8 A securities company shall establish a compliance unit and an internal control unit which meet
control unit which meet acceptable and reliable standards. Such units shall have an independent operation and shall be free from other work units. Clause 9 A securities company shall separate work units and
control unit which meet acceptable and reliable standards. Such units shall have an independent operation and shall be free from other work units. Clause 9 A securities company shall separate work units and