opening the first “After You Marketplace” standalone store in Q1/2022 at Pradipat, the Company opened 3 more standalone branches in Q2/2022, in order to meet changing customer demand and behavior including
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
investment mandates. Asset owners should be better equipped to evaluate asset managers, and asset managers should be better informed, enabling them to tailor their services to meet asset owners’ requirements
holding an equivalent position or higher, who is in charge of financial advisory functions fails to meet the conditions set forth under (3) (4) (a) (b) or (c) of Paragraph 1 or (5)(a) or (c) of Paragraph 1
adequacy of firm’s procedures? 2 For firms without designated Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and
securities which meet the conditions under Clause 8 and Clause 11(2)(b). Clause 8 An offer for sale of securities made in the following manners shall be exempt from filing of the registration statement and
(“Notification Tor Nor. 87/2558”). Given that MRF-eligible Hong Kong Master Funds, which meet the requirements set out in the SEC Circular, are generally considered as having complied in substance with As of June
Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and procedures appropriate to the size and nature of the firm? 4
technologies and processes; and (x) Green buildings which meet regional, national or internationally recognised standards or certifications. 4.1.6 For clarification, fossil fuel power generation projects are
oversight of financial reporting, disclosure, internal control and internal audit to make sure that the firm’s financial records and reporting fully meet Thai Generally Acceptable Accounting Principles