and efficient management of risks, in line with the good corporate governance principles. Provisions in the Notification No. Sor Thor. 37/2559 Clause 5 An intermediary shall establish a documented
the changing landscape and address cyber threats. Comments and suggestions from stakeholders were taken into consideration in drafting the amendments more appropriately. Essentially, the key amendments
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
cities and communities which will induce investment in regional industries and tourism • Reduction of risks for imminent mega-earthquake/tsunami and intensifying climate hazards Progress in new
Contents Page Executive Summary A 1. Overview of Operating Environment 1 1.1 Global and Thai Economy in 2018 and Outlook for 2019 1 1.2 Banking Industry, Competition and Emerging Risks 2 1.3 Regulatory
potential vulnerabilities } Develop insights into investment and growth opportunities } Understand potential regulatory impacts and threats } Identify how companies are positioned to mitigate risks or
top 10 risks from 2014 to 2018. 4 For Thailand, data fraud and theft was placed among the top five categories of cyber threats in 2017, according to the Thailand Computer Emergency Response Team
A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related
funding portal operation and suitability test in order to mitigate fraud risks and ensure that investors will be informed of risks associated with investment in SMEs, in particular startups, and liquidity