the first two years shall be in such a manner that allows prompt retrieval or inspection by the SEC Office. Chapter 2 Securities Trading _____________ Clause 10 A securities company shall notify its
retrieval for review or inspection by the SEC Office without delay; (4) it shall be accommodated to the SEC Office for inspecting the operation of the service provider upon request. Chapter 3 Compulsory
the original information or documentation; (2) certify that the content and descriptions in the translated version occurred or existed and that material facts have not been concealed. Clause 55 Repealed
รวมทั้งมีระบบเก็บรักษาข้อมูลอันเป็นความลับของลูกค้า ป้องกันข้อมูลสูญหาย และ สามารถน าข้อมูลกลับมาใช้เมื่อต้องการได้ (data retrieval) ทั้งนี้ ยังคงต้องปฏิบัติตามประกาศเก่ียวกับ การรักษาความมั่นคงปลอดภัย
ready for retrieval or inspection by the SEC Office upon request. (1) the persons under Clause 5 and Clause 6 of the intermediary who is a financial institution established under other laws and licensed
intermediary ; (3) a complete and updated evidentiary documentation of the operational function outsourced to the service provider shall be maintained in such a manner of ready retrieval for promptly viewing and
be maintained in such a manner of ready retrieval for promptly viewing and inspecting by the SEC Office; (4) it shall be accommodated to the SEC Office for inspecting the operation of the service