transaction and an opinion on the appropriateness for every such transaction, and maintain the evidentiary documentation retrievable for inspection by the SEC Office. Division 2 Specific Rules for Execution of
evidentiary documentation retrievable for inspection by the SEC Office. Division 2 Specific Rules for Execution of Transactions for a Fund with a Management Company or a Connected Person _________________
inconsistent with the stipulated process; (c) storing evidentiary documents indicating the work process under (a) and (b) in a manner easily retrievable. Clause 5/4 An intermediary shall supervise communication
stipulated process; (c) storing evidentiary documents indicating the work process under (a) and (b) in a manner easily retrievable. Clause 5/4 An intermediary shall supervise communication and service
stipulated process; (c) storing evidentiary documents indicating the work process under (a) and (b) in a manner easily retrievable. Clause 5/4 An intermediary shall supervise communication and service
factory setting by using techniques to make the original information non-retrievable; 6. The intermediary should ensure that unattended user equipment has appropriate protection, and should adopt a clear
information non-retrievable; 6. The intermediary should ensure that unattended user equipment has appropriate protection, and should adopt a clear desk policy to ensure that sensitive or critical information on
in the financial statements: 1. The recoverable value of 81 million baht from inventory (10.27 percent of the total assets) and 35.1 million baht of machinery, equipment and moulds (4.45 percent of
The SEC had an observation on the reasonableness and appropriateness of the assumptions used in calculating the recoverable amount for considering the impairment loss of assets as related to
(SETLink) by 10 February 2025. The SEC had an observation on the reasonableness and appropriateness of the assumptions used in calculating the recoverable amount for considering the impairment loss of assets