capital market, and ESG development in the capital market. Mr. Anek also provided updates on the SEC's sustainability initiatives, including the Thai ESG Fund, ESG Bond, and the Green Investment Trust (GIT
Thammasat University students with financial and investment knowledge, preparing them to become capable investors in the future.The event featured expert speakers who provided insightful lectures and inspired
operators. According to the revised rules, asset management services provided for the companies under the same business group will not be considered the undertaking of private fund management business
allow the association to invest in certain types of securities, provided that, such investment is made in accordance with the rules issued by SEC Board; and (3) Provision regarding criminal
the share manipulation, and the SEC suspended her investor contact status for two years. (3) {C}, then vice president - securities trading at KTB Securities Co., Ltd., provided a client's trading
of the requirement to appoint the independent directors are also provided. The regulations are expected to become effective in January 1, 2015.The draft regulation and consultation paper are available
provided for EMM which committed an offence under the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289 by operating securities business without obtaining
Miss Ratanaporn Aoonta Miss Ratanaporn Aoonta, the authorized director responsible for the operation of EMM Consulting Company Limited ("EMM"), shall be liable to the penalty as provided
November 25, 2024, Bitazza failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza insufficiently provided the KYC/CDD system to ensure that
information provided in Form 247-4. SEC Act S.300 Settlement Committee Meeting No. 9/2017 Settlement Committee Order No. 78/2017 Dated 18/10/2017