the share manipulation, and the SEC suspended her investor contact status for two years. (3) {C}, then vice president - securities trading at KTB Securities Co., Ltd., provided a client's trading

provided for EMM which committed an offence under the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289 by operating securities business without obtaining

Miss Ratanaporn Aoonta Miss Ratanaporn Aoonta, the authorized director responsible for the operation of EMM Consulting Company Limited ("EMM"), shall be liable to the penalty as provided

information provided in Form 247-4. SEC Act S.300 Settlement Committee Meeting No. 9/2017 Settlement Committee Order No. 78/2017 Dated 18/10/2017

November 25, 2024, Bitazza failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza insufficiently provided the KYC/CDD system to ensure that

") has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the counterparty or providing the system or facilitating a person who

person who disseminated information about the BSmart coin and induced the public to buy such coin. Accordingly, he shall also be liable to the penalty as provided for Barter Smart's offence. This case

disseminated information about the BSmart coin and induced the public to buy such coin. Accordingly, he shall also be liable to the penalty as provided for Barter Smart's offence. This case is in the

interest before deciding to invest. In case of IPOs, investors can access important information in the prospectus provided by the issuer or inquire securities companies. After subscription, investors should

to this inside information from the signing of the project closeout contract.  Also appeared that Yanyong was the person who provided the trading account of Ziriwat, co-invested by purchasing STPI