securities trading, for example, client investment limits, consideration of collateral quality, and prohibition of Non-Voting Depositary Receipt (NVDR) investment by Thai entities. The SEC has also
the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify __________________________________________________
Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify __________________________________________________
foreign investment allotment for Digital Asset Fund Manager. https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=854 SEC public hearing on a draft regulation regarding prohibition of digital asset business
prohibition of digital asset business operators’ provision of or involvement with crypto deposit taking and lending services Under the SEC’s policy, digital asset business operators are not allowed to provide
for Digital Asset Fund Manager. https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=854 SEC public hearing on a draft regulation regarding prohibition of digital asset business operators’ provision of
Asset Businesses Law to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8063 SEC public hearing on a draft regulation regarding prohibition of digital asset business operators’ provision of or
regulation regarding prohibition of digital asset business operators’ provision of or involvement with crypto deposit taking and lending services Under the SEC’s policy, digital asset business operators are