18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of
Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damage to the company but brought about benefits to Mr. Suthisak Lohsawat and a juristic person whose major shareholders
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or take any actions as specified in the scheme to maintain the investment unit at a constant price. Investment unit values allotted to each unitholder shall be rounded up to 2 decimal digits according
connection with extraterritorial issues, world financial and economic connectivity with more intensified competition and innovation and technology advancement. The 2015 plan comprises six strategic moves: (1
the capital market. The said integrated strategic moves aim to contribute to the sustainable growth of the Thai capital market. ?This blueprint is the result of thorough analysis and re-adjustment of
/2001 2. Notification of the Office of the Securities and Exchange Commission SorNor. 12/2545 Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of
Bangkok, July 20, 2015 ? The SEC takes further actions under the securities and exchange law after the Department of Business Development (DBD) clearly indicated that disallowing shareholders to
violators of the SEA.{A}'s actions were considered as serious performance deficiency by willfully imparting false statement and concealing information which should have been stated in the documents filed with
worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities