announcement that the IOSCO, having considered that the Thai SEC has in place international standards of information sharing and exchange mechanism in line with the IOSCO benchmarks, had approved for the Thai
sector. Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism
and seek regular reports from management. (3) Matters that the board should delegate to management are matters in which the board should refrain from active involvement in normal circumstances
consequently enhancing the quality of the financial reporting. This robust quality control system works as an effective supporting mechanism for auditors and audit staff to perform and deliver high quality
Impact Seal An external assurance framework and SDG Impact Seal are being developed in tandem with the Standards. Independent assurance is an important mechanism to build market trust and confidence and
At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took
to discuss the matter with business operators. In essence, the regulations on the establishment of high yield bonds and an appropriate investor protection mechanism include the following criteria
a mechanism for PVD to automatically choose a suitable investment policy for members who do not make a choice by themselves by taking into consideration such members’ characteristics such as age and
During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism
technology; (2) Defining clear roles, responsibilities, and involvement of the board of directors, including the governance body, to ensure secure, effective, and efficient IT practices and usage in the