in investments without active involvement in management. This includes investments in securities, derivatives or digital assets at a collective total exceeding 40 percent of the total assets as per the
. SEC Deputy Secretary-General Sirivipa Supantanet said: “Merger and acquisition (M&A) is a key mechanism for strengthening competitiveness and creating opportunities for business sectors. In this
overview of fund mobilization and capital market mechanism for business enterprise and the public. Vorapol Socatiyanurak, SEC Secretary-General said that as a capital market regulator, the SEC has compiled
amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target
specified, and such committees shall not be responsible for the day-to-day operation. A securities company not keeping its customers’ assets in its possession is allowed to establish any mechanism or
sum of investment money or in fractional units. The system also has a mechanism controlling the fluctuation of the selling price of DRx to ensure that the market will remain orderly in terms of trading
through such mechanism in the EU member countries. SEC will organize a seminar and invite CSSF representatives to share knowledge with fund management companies and the Association of Investment
and mechanism for risk management, readiness of work systems and personnel, analysis and selection of digital assets to invest, and investment tracking tools, etc. Listed companies should also consider
to investment loss. The SEC is therefore proposing to specify the qualifications of cryptocurrency investors to ensure proper investor protection mechanism in consistent with the level of risk
independent from the owner of assets to be invested by REITs. Moreover, REIT trustees must have in place preventive measures or sufficient check and balance mechanism, in cases of entering into transactions