most recently, the Growth and Emerging Market Steering Committee. The SEC has placed importance and played active roles in various IOSCO projects and implementing the IOSCO principles and standards. The
be no large impact in implementing this measure because investors already have sufficient collateral alternatives. Therefore, investors should no longer place high concern on this issue.? Mr. Phuvanat
client and acted irresponsible for the consequence of her action. The SEC probed into the case and found that {A} had made trading decision for such client in a manner that executing orders prior informing
Phichayarom, an investment consultant of a brokerage firm, in manipulating Tapaco Public Company Limited ("TAPAC") share price by executing trading orders of such share in such a manner that
, an investment consultant of a brokerage firm, in manipulating Tapaco Public Company Limited ("TAPAC") share price by executing trading orders of such share in such a manner that stimulated
Phichayarom, an investment consultant of a brokerage firm, in manipulating Tapaco Public Company Limited ("TAPAC") share price by executing trading orders of such share in such a manner that
Saravutwattanakorn joined with Miss Phichayada Phichayarom, an investment consultant of a brokerage firm, in manipulating Tapaco Public Company Limited ("TAPAC") share price by executing trading orders of
Miss Pornpen Nithikasem Miss Pornpen Nithikasem joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing
Mr. Kumpol Wirathepsuporn Mr. Kumpol Wirathepsuporn joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of
Mr. Treekhanit Makraksa Mr. Treekhanit Makraksa joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing