operational guidance prepared by the securities company. Clause 12 In case the SEC Office finds that any securities company violates or fails to comply with this Notification or guidance prepared by a
redeeming units of foreign collective investment scheme managed by such CIS operator. Clause 10 In the case where the SEC Office finds that any securities company violates or fails to comply with this
) SANCTIONS.—If the Board finds, based on all of the facts and circumstances, that a registered public accounting firm or associated person thereof has engaged in any act or practice, or omitted to act, in
due diligence so as to determine the amount of capital expenditure and working capital necessary to increase the Company’s production rate up to 100,000 tons per month and finds the result of the due
amount of capital expenditure and working capital necessary to increase the Company’s production rate up to 100,000 tons per month and finds the result of the due diligence satisfactory; (d) Link Capital I
its goals,” said Mr. Boonchu Satitmannaitham, Managing Director of Kaew Krung Thai Co., Ltd.. “TPBI Public Company Limited finds that consumers tend to choose recyclable packaging to comply with the
related details truthfully. If the SEC Office finds that such information or related details is not based on facts or any part of it is false or in violation of the conditions prescribed by the SEC Office
Personal Data Protection Policy, please scan the QR Code below); 6 7. The Applicant shall give information or related details truthfully. If the SEC Office finds that such information or related details is
. In this regard, the securities company shall set out rules on seeking and granting of approval in writing. Clause 15 In cases where a securities company finds that an investor contact may violate or
securities company shall set out rules on seeking and granting of approval in writing. Clause 15 In cases where a securities company finds that an investor contact may violate or not comply with the rules