Clause 6 In case where the facts become apparent that the SEC Office discovers any of the following suspicious circumstances, the SEC Office may not grant approval for the offer for sale of securities

convertible securities. If the company finds that the proposed transfer will violate the transfer restriction registered with the SEC Office, the company shall not register that transfer of convertible

heteroskedasticity test finds that the p values of F-statistics have the figure less than 0.05. 4. The test for autocorrelation for the evaluation of covariance [Cov (iε, jε)=Σ (iε , jε)=0 for all i ≠ j ]. The DW

Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...

Climate Bonds Standard Version 3.0 Draft - Second Consultation 1 Climate Bonds Standard Version 3.0 Climate Bonds Initiative, November 2018 What does the Certification mark mean? Certification under the Climate Bonds Standard confirms that the bond, loan or other debt instrument is: Fully aligned with the Green Bond Principles and/or the Green Loan Principles Using best practices for internal controls, tracking, reporting and verification Financing assets consistent with achieving the goals of t...

Microsoft Word - ชซ. 62-2561 ฆาร๕สฎà¸à¸‡à¸²à¸¢à¸«à¸¸à¹›à¸Žà¸†à¸¹à¹›à¸ªà¸†à¸¸à¸¥à¹•à¸⁄à¸´à¸Žà¸Łà¸£à¸²à¸Łà¹‹à¸²à¸⁄à¸łà¸£à¸°à¹•à¸Šà¸¨à¹…à¸Žà¸łà¸£à¸°à¹•à¸Šà¸¨à¹—à¸Šà¸¢_111261 (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 62/2561 Re: Offer for Sale of Bonds Denominated in Foreign Currency in the Kingdom of Th...

verify the proposed transfer of the debt securities. If the approved foreign entity finds that the proposed transfer is contrary to the transfer restriction registered with 24 the SEC Office, the approved

Assessment finds that climate change will significantly impact the project or asset, the issuer will also need to supply a corresponding Adaptation Plan - a management response plan to the conclusions and

concluded that this study finds robust evidence of the positive CSR effect on firm value for companies in emerging markets in Asia Pacific. 5 By the same token, the inclusion of country-fixed effects leads to

areas, with a relatively comprehensive framework and high levels of compliance. However, it also finds some gaps: 2 principle are implemented at 50 (out of a 100 percent) or less, and 14 at 75 or less