handling of complaints and disputes, which also consider protection of complainants; (2) designate a unit or personnel to be responsible for handling of complaints and disputes; (3) monitor and examine
where any independent director of a securities company passes away or resigns or his/her approval is revoked by the Office, the securities company shall appoint a new independent director within 90 days
Exchange Commission. Clause 2. In cases where any independent director of a securities company passes away or resigns or his/her approval is revoked by the Office, the securities company shall appoint a new
notification to extend the applicability of the provisions of this Division to any other categories of derivatives business operators.
the notification to extend the applicability of the provisions of this Division to any other categories of derivatives business operator.
านวน designate directors อยา่งนอ้ย 1 ใน 3 ของจ านวนกรรมการทั้งหมด บทบาทหน้าที่ของผู้ทีท่ าหน้าที ่oversight : ใหเ้ป็นไปตามหลกัเกณฑท่ี์คณะกรรมการ ก.ต.ท. ประกาศก าหนด เช่น (1) ดูแลการบริหารจดัการกองทุน
company secretary. Nevertheless, the fundamental intention of the company secretary requirement is to assign a responsible person for preparing and storing the company's important documents. To appoint any
appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.