and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market

who have to postpone their annual general shareholders’ meeting – and are subsequently unable to appoint an auditor – due to the spread of the novel Coronavirus (Covid-19). In this regard, CMSB

regulations, however, do not apply to licensed venture capital, securities inter-dealer broker and securities investment advisors. For all of the licensees subject to the regulations, they must appoint the

Bangkok, June 8, 2012 ? In the meeting no.6/2012 on June 7, 2012, the SEC Board resolved to appoint three governors of the Stock Exchange of Thailand (SET) to replace those whose term ended. The SEC

Bangkok, August 4, 2011 ? In the meeting no. 8/2011 on August 4, the SEC Board resolved to appoint two governors of the Stock Exchange of Thailand (SET) to replace those whose term has ended.  The

Bangkok, August 8, 2008 ? The SEC Board in its meeting No.8/2008 held on July 31 resolved to appoint three persons to the Stock Exchange of Thailand (SET) Board of Governors, as follows: - Mr

company to perform differently or in addition to the performance standards as set out by the association as per paragraph two hereof. Clause 13. In the event that any management company shall designate

. In the event that any management company shall designate another person to undertake the investment management, such designation shall comply with the following rules: 1(1) The person so designated

shall designate another person to undertake the investment management, such designation shall comply with the following rules: 1(1) The person so designated must be qualified to undertake securities

6. Securities company must designate an anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this