The Memorandum of Understanding provides a framework for cooperation between the two authorities with respect to promoting innovation in financial services. The CSSF and the SEC Thailand intend to
domestic authorities to exchange information and discuss development and monitor systemic risks of Thailand's financial system. Such cooperation is conducted under three Regulators Working Groups, comprising
and voluntary codes, and various authorities such as Ministries of Justice, Securities Regulators and Central Banks, stock exchanges and private sector institutions including institutes of directors
of exploring and gathering documents and evidence as well as more information from overseas authorities for valuation of overseas investment. The SEC therefore allowed VTE to submit the audited
who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand
were honoured to host the first ASEAN Capital Market Forum in which securities regulators agreed to work towards mutual recognition of standards. In November 2004, we signed a Letter of Intent with Hong
of audience including policy makers, regulators, institutional investors and finance industries. The EU-Asia Financial Services Dialogue is timely as it provides all of us an opportunity to exchange
business opening, operation to closing through the provisions of business regulatory environment of different economies. Meanwhile, the Thai government, related government officials and SEC Thailand would