4 January 2013. 4 Clause 138 A derivatives dealer shall provide the procedure to ensure that the clients acknowledge and understand the information and risks relating to derivatives trading by minimum
official considers the clarification of the applicant and discusses the case initially with the supervisor; - The responsible department concludes the consideration and proposes for the authorities
responsibilities 2 Joint Statement Sustainable Finance Initiatives Aug 21 Jul 22 Krungsri Business Talk Jun 22 APEC Senior Finance Officials’ Meeting (SFOM) COP26 Nov’21 Thailand to reach carbon neutrality by 2050
threshold limits as prescribed in the regulations. The closing of the transaction is subject to conditions precedent including approval by the bankruptcy court and applicable governmental authorities. Please
imprisonment and fines. In case of activities liable to violation of other laws outside the SEC’s jurisdiction, the SEC will collaborate with the related agencies and authorities for further proceedings
local authorities and the private sector, consisting of the mayor of Khon Kaen Municipality, mayor of Tha Phra Municipality, Khon Kaen Chamber of Commerce Chairman, Khon Kaen Industry Council Deputy
example, illegitimate solicitation of currency exchange, agricultural products and gold spot, many of which are frauds or Ponzi schemes. All of such cases have thus been forwarded to relevant authorities
responsibilities of the SEC and related authorities: prescribing powers and responsibilities of the Minister of Finance, the SEC Board, the Capital Market Supervisory Board, and the SEC Office. These entities are
legal proceedings and collaborate fully with relevant authorities in subsequent processes after the filing of the criminal complaint to support law enforcement under the Emergency Decree on Digital Asset