(UNOFFICIAL TRANSLATION) (Updated 2015) 4. Certification of Leader of Audit Firm Date ........ Month ............ Year.......... To: Secretary-General Office of the Securities and Exchange Commission

Forum (GCEF) และ Ms. Ha Thu Thanh, Chairperson of Deloitte Vietnam โดยมี Ms. Koh Miyaoi, Asia-Pacific Gender Team Leader / Advisor UNDP Bangkok Regional Hub เป็น moderator และมี H.E. Kara Owen CMG CVO

Authority ประเทศนิวซีแลนด์ และ Mr. Gerard Fitzpatrick, Senior Executive Leader จาก Australian Securities and Investments Commission (ASIC) ประเทศออสเตรเลีย 

GovTech.” She joined a panel discussion on the topic “Digital Leader: Shaping Tomorrow.” This event, organized by the Digital Government Development Agency (Public Organization), served as a forum for

ใต้หัวข้อ “Digital Leader: Shaping tomorrow” ซึ่งสำนักงานพัฒนารัฐบาลดิจิทัล (องค์การมหาชน) (สพร.) ได้จัดขึ้น เพื่อให้เป็นเวทีเสวนาในการแชร์ประสบการณ์ของผู้นำยุคดิจิทัลและเปิดโอกาสให้ผู้ฟังได้รับทราบถึง

Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses

business legally under the law of home country;? -?supervised by an IOSCO member regulator; -?not having a business premise in Thailand, except through shareholding in an SEC approved local CRA; and

which is supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the

supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision

): ................................................................. (..............................................................) Leader of the Audit Firm: ........................................... (Signature