financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by
Outsourcing Function related to Business Operation to Third Party
operators. SEC Secretary-General sough their opinions and wished to learn of their problems and obstacles in their operation in the fast-changing environment and in support of consideration in formulating
business.Furthermore, the revision of regulations regarding the prevention and management of conflicts of interests is an important policy towards investment business operation and is also one of the pioneer programs
related to business operation regarding benefits for economic and social development, potential for long-term business continuity or compliance with other laws including environmental impacts beyond legal
to understand the risks of bonds and up-to-date information before their investment, as well as to make information become easier to access. Therefore, SEC has improved the supervision guideline on
investors to better understand the Company and its subsidiaries’ 3rd quarter of 2019 reviewed financial statements. An Analysis of Performance * Analysis of Income The Company and its subsidiaries recorded
establishing a school bank project. Such project has been in operation since 2008. The collaboration between the BAAC and SEC on this occasion is part of the education on finance and investment and savings
Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business